Company Profile

SMBC Nikko Securities Inc.

Eiji Watanabe
President

Since its establishment in July 1918, SMBC Nikko Securities Inc. — then known as Kawashimaya Shoten — has grown with its customers for over 90 years. It started a new chapter in SMBC Nikko’s history in October 2009 as a member of SMFG Group. One of the largest full-service securities and investment banking firms in Japan and a provider of high-quality products and services, SMBC Nikko Securities is working with SMBC to create a new business model integrating banking and securities activities. It aims to become the number one securities company in Japan by delivering still more value.

Company Name:		SMBC Nikko Securities Inc.
Business Profile:		Securities services
Establishment:		June 15, 2009
Head Office:		Marunouchi 3-3-1, Chiyoda-ku, Tokyo
Employees:		7,384 (as of March 31, 2012)
Network	Domestic branches:	109
Network	Overseas:	7

Business Profile
Financial instruments business Sales and purchase of securities / Intermediary, brokerage or agency service of sales and purchase of securities OTC transactions of derivatives Underwriting of securities / Secondary distribution of securities / Dealing in public offering or secondary distribution of securities or dealing in private placement of securities Custody of securities / Transfer and settlement of securities between accounts Investment advisory and agency business / Investment management business
Life insurance solicitation business / General insurance agent business
M&A advisory business

Related Information

Website of SMBC Nikko Securities Inc.

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