IR Information
Capital and Stock Data
Total Outstanding Shares
(as of February 10, 2010)
| Common Stock |
1,414,055,625 |
|---|---|
| Type 6 Preferred Stock |
70,001 |
| Total |
1,414,125,626 |
Change in Number of Shares Outstanding and Capital Stock
(Millions of yen)
|
Date |
Number of |
Capital stock |
Capital surplus |
|||
|---|---|---|---|---|---|---|
|
Changes |
Balances |
Changes |
Balances |
Changes |
Balances |
|
| April 1, |
332,869.96 |
7,260,979.49 |
|
1,247,650 |
|
1,247,762 |
| March 29, |
70,001 |
7,330,980.49 |
105,001 |
1,352,651 |
15,002 |
1,352,764 |
| April 1, |
922,593.28 |
8,253,573.77 |
|
1,352,651 |
|
1,352,764 |
| January 31, 2006 |
80,000 |
8,333,573.77 |
45,220 |
1,397,871 |
45,220 |
1,397,984 |
| February 28, 2006 |
40,700 |
8,374,273.77 |
23,006 |
1,420,877 |
23,005 |
1,420,989 |
| May 17, |
(68,000) |
8,306,273.77 |
|
1,420,877 |
|
1,420,989 |
| August 11, |
|
8,306,273.77 |
|
1,420,877 |
(1,000,000) |
420,989 |
| September |
249,015 |
8,555,288.77 |
|
1,420,877 |
221,366 |
642,355 |
| September |
(67,000) |
8,488,288.77 |
|
1,420,877 |
|
642,355 |
| September |
(439,534) |
8,048,754.77 |
|
1,420,877 |
|
642,355 |
| October |
(195,000) |
8,048,754.77 |
|
1,420,877 |
|
642,355 |
| April 30, |
157,151 |
8,010,905.77 |
|
1,420,877 |
|
642,355 |
| May 16, |
(16,700) |
7,994,205.77 |
|
1,420,877 |
|
642,355 |
| January 4, |
781,189,672.23 |
789,183,878 |
|
1,420,877 |
|
642,355 |
Remarks:
| April 1, 2004 - |
Conversion of 32,000 shares
of preferred stock (Type 1),105,000 shares |
||||||
|---|---|---|---|---|---|---|---|
March 29, |
Allotment to third parties:
|
||||||
| April 1, 2005 - |
Conversion of 107,087 shares of preferred stock |
||||||
| January 31, |
Public offering:
|
||||||
February 28, |
Allotment to third parties:
|
||||||
| May 17, 2006 |
Repurchase and cancellation of 35,000 shares of preferred stock (Type 1) |
||||||
| August 11, |
Capital reserve was transferred to other capital surplus pursuant to Article |
||||||
| September |
Increase in the number of common stock as a result of share exchange for making SMBC Friend Securities Co., Ltd. As our wholly-owned subsidiary |
||||||
| September |
Repurchase and cancellation of 67,000 shares of preferred stock (Type 2) |
||||||
| September |
Repurchase and cancellation of 500,000 shares of preferred stock (Type 3) and increase in shares of common stock of 60,466 |
||||||
| October 11, |
Repurchase and cancellation of 195,000 shares of preferred stock (Type 3) |
||||||
| April 30, |
All the rights to purchase
shares related to SMFG's 5th
to 8th series, Type 4 preferred stock were exercised.
As a result, the number of SMFG's |
||||||
| May 16, 2008 |
SMFG cancelled all 5th to
8th series, Type 4 preferred stock. As a |
||||||
| January 4, 2009 |
SMFG implemented a 100-for-1
stock split on January 4, 2009. As a |
||||||
- (Note1)
-
SMFG issued new shares through offering on June 22, 2009. As a result, common stock increased 219,700,000 shares and capital and capital reserve increased 413,695 million yen and 417,790 million yen, respectively.
- (Note2)
-
SMFG issued new shares through third-party allotment on July 27, 2009. As a result, common stock increased 8,931,300 shares and capital and capital reserve increased 16,818 million yen, respectively.
- (Note3)
-
SMFG issued new shares through offering on January 27, 2010. As a result, common stock increased 340,000,000 shares and capital and capital reserve increased 459,477 million yen, respectively.
- (Note4)
-
All the rights to purchase shares related to SMFG’s 1st-4th and 9th-12th series, Type 4 preferred stock were exercised. As a result, the number of SMFG’s common stock outstanding increased 36,343,848 shares.
- (Note5)
-
SMFG cancelled all 1st-4th and 9th-12th series, Type 4 preferred stock. As a consequence, the number of Type 4 preferred stock decreased 33,400 shares.
- (Note6)
-
SMFG issued new shares through third-party allotment on February 10, 2010. As a result, common stock increased 20,000,000 shares and capital and capital reserve increased 27,028 million yen, respectively.
Information on Common Stock
Number of Shares, Classified by Type of Shareholders
(as of March 31, 2009)
|
|
Number of |
Number |
Percentage |
|---|---|---|---|
|
Japanese government and local |
7 |
4,887 |
0.06 |
|
Financial institutions |
404 |
2,840,389 |
36.16 |
|
Securities companies |
87 |
89,465 |
1.14 |
|
Other institutions |
7,586 |
1,418,712 |
18.03 |
|
Foreign institutions, etc. Of which, other than individuals |
992 |
2,601,110 |
33.05 |
|
Individuals and others |
208,691 |
914,621 |
11.62 |
|
Total |
217,833 |
7,869,447 |
100.00 |
|
Fractional shares (shares) |
|
2,135,777 |
|
- (Note1)
- Of 3,688,418 shares in treasury stock, 36,884 units of shares are included in "Individuals and others" and the remaining 18 shares are included in "Fractional shares."
- (Note2)
- Other institutions included 237 units of shares, held by the Securities Custody Association.
Principal Shareholders
(As of March 31, 2009)
|
Shareholders |
Number of |
Percentage |
|---|---|---|
|
Japan Trustee Services Bank, Ltd. (Trust Account) |
606.451 |
7.68 |
| Japan Trustee Services Bank, Ltd. (Trust Account 4G) |
506,941 |
6.42 |
| The Master Trust Bank of Japan, Ltd. (Trust Account) |
425,974 |
5.39 |
| Nippon Life Insurance Company |
154,666 |
1.96 |
| Sumitomo Mitsui Banking Corporation |
133,400 |
1.69 |
| Mellon Bank, N.A. as Agent for its Client Mellon Omnibus US Pension |
95,718 |
1.21 |
| SSBT OD05 Omnibus Account China Treaty Clients |
90,912 |
1.15 |
| The Bank of New York Mellon as Depositary Bank for Depositary Receipt Holders |
83,595 |
1.05 |
| Japan Trustee Services Bank, Ltd. (The Sumitomo Trust & Banking Co., Ltd.’s Retrust Account and SUMITOMO LIFE INSURANCE COMPANY Retirement Benefit Trust Account) |
77,000 |
0.97 |
| Sumitomo Life Insurance Company |
71,400 |
0.90 |
