IR Information
Total outstanding share, change in and type of number of common shares provided.
(as of September 30, 2012)
| Common Stock |
1,414,055,625 |
|---|---|
| Total |
1,414,055,625 |
(Millions of yen)
|
Date |
Number of |
Capital stock |
Capital surplus |
|||
|---|---|---|---|---|---|---|
|
Changes |
Balances |
Changes |
Balances |
Changes |
Balances |
|
May 17, |
(68,000) |
8,306,273.77 |
|
1,420,877 |
|
1,420,989 |
August 11, |
|
8,306,273.77 |
|
1,420,877 |
(1,000,000) |
420,989 |
September |
249,015 |
8,555,288.77 |
|
1,420,877 |
221,365 |
642,355 |
September |
(67,000) |
8,488,288.77 |
|
1,420,877 |
|
642,355 |
September |
(439,534) |
8,048,754.77 |
|
1,420,877 |
|
642,355 |
October |
(195,000) |
7,853,754.77 |
|
1,420,877 |
|
642,355 |
April 30, |
157,151 |
8,010,905.77 |
|
1,420,877 |
|
642,355 |
May 16, |
(16,700) |
7,994,205.77 |
|
1,420,877 |
|
642,355 |
January 4, |
781,189,672.23 |
789,183,878 |
|
1,420,877 |
|
642,355 |
June 22, |
219,700,000 |
1,008,883,878 |
413,695 |
1,834,572 |
413,695 |
1,056,050 |
July 27, |
8,931,300 |
1,017,815,178 |
16,817 |
1,851,389 |
16,817 |
1,072,868 |
January |
340,000,000 |
1,357,815,178 |
459,477 |
2,310,867 |
459,477 |
1,532,345 |
January |
36,343,848 |
1,394,159,026 |
|
2,310,867 |
|
1,532,345 |
February |
(33,400) |
1,394,125,626 |
|
2,310,867 |
|
1,532,345 |
February |
20,000,000 |
1,414,125,626 |
27,028 |
2,337,895 |
27,028 |
1,559,374 |
April |
(70,001) |
1,414,055,625 |
|
2,337,895 |
|
1,559,374 |
Remarks:
| May |
Repurchase and cancellation of 35,000 shares of preferred stock (Type 1) |
||||||
|---|---|---|---|---|---|---|---|
| August |
Capital reserve was transferred to other capital surplus pursuant to Article |
||||||
| September |
Increase in the number of common stock as a result of share exchange for making SMBC Friend Securities Co., Ltd. our wholly-owned subsidiary |
||||||
| September |
Repurchase and cancellation of 67,000 shares of preferred stock (Type 2) |
||||||
| September |
Repurchase and cancellation of 500,000 shares of preferred stock (Type 3) and increase in shares of common stock of 60,466 |
||||||
| October |
Repurchase and cancellation of 195,000 shares of preferred stock (Type 3) |
||||||
| April |
Increase in shares of common stock of 157,151 as a result of exercise of rights to purchase all the shares of preferred stock (5th to 8th series Type 4) |
||||||
| May |
Decrease in shares of preferred stock (Type 4) of 16,700 as a result of cancellation of all the shares of preferred stock (5th to 8th series Type 4) |
||||||
| January |
Increase in shares of common stock of 781,189,672.23 as a result of 100-for-1 stock split |
||||||
| June |
Public offering:
|
||||||
| July |
Allotment to third parties:
|
||||||
| January |
Public offering:
|
||||||
| January |
Increase in shares of common stock of 36,343,848 as a result of exercise of rights to purchase all the shares of preferred stock (1st to 4th and 9th to 12th series Type 4) |
||||||
| February |
Decrease in shares of preferred stock (Type 4) of 33,400 as a result of cancellation of all the shares of preferred stock (1st to 4th and 9th to 12th series Type 4) |
||||||
| February |
Allotment to third parties:
|
||||||
| April |
Repurchase and cancellation of 70,001 shares of preferred stock (Type 6) |
(as of March 31, 2012)
|
|
Number of |
Number |
Percentage |
|---|---|---|---|
|
Japanese government and local |
7 |
4,774 |
0.03 |
|
Financial institutions |
387 |
4,156,217 |
29.44 |
|
Securities companies |
95 |
636,758 |
4.51 |
|
Other institutions |
8,753 |
1,509,896 |
10.70 |
|
Foreign institutions, etc. Of which, institutions |
882 |
5,275,303 |
37.37 |
|
Individuals and others |
337,962 |
2,531,698 |
17.94 |
|
Total |
348,228 |
14,115,436 |
100.00 |
|
Fractional shares (shares) |
|
2,512,025 |
|
(As of September 30, 2012)
|
Shareholders |
Number of |
Percentage |
|---|---|---|
|
Japan Trustee Services Bank, Ltd. |
883,936 |
6.25 |
| The Master
Trust Bank of Japan, Ltd. |
767,758 |
5.42 |
| Sumitomo Mitsui Banking Corporation |
561,609 |
3.97 |
| SSBT OD05 OMNIBUS ACCOUNT - TREATY CLIENTS |
392,607 |
2.77 |
| Japan Trustee Services Bank, Ltd. (Trust Account 9) |
251,214 |
1.77 |
| STATE STREET BANK AND TRUST COMPANY 505225 |
212,293 |
1.50 |
| MELLON BANK, N.A. AS AGENT FOR ITS CLIENT MELLON OMNIBUS US PENSION |
191,945 |
1.35 |
| NATSCUMCO |
160,280 |
1.13 |
| THE BANK OF NEW YORK, TREATY JASDEC ACCOUNT |
158,763 |
1.12 |
| Nippon Life Insurance Company |
154,666 |
1.09 |