ADR Information

About American Depositary Receipt ("ADR")

An American Depositary Receipt, or ADR, is a negotiable US security representing ownership of publicly traded shares in a non-US corporation. ADRs are quoted and traded in US dollars in the US securities market.
ADRs were specifically designed to facilitate the purchase, holding and sale of non-US securities by US investors.

Outline of SMFG's ADR

1. Conversion ratio of ADR

1ADR : 0.2 common share

2. NYSE Ticker Symbol

SMFG

3. Depositary Bank

Citibank, N.A.

Contact	:	Citibank Shareholder Services P.O. Box 43077 Providence, Rhode Island 02940-3077 USA
US Toll-free line	:	1-877-CITI-ADR (1-877-248-4237)
Tel	:	1-781-575-4555
Fax	:	1-201-324-3284
Internet	:	http://www.citi.com/adr
E-mail	:

4. Local Custodian Bank

Sumitomo Mitsui Banking Corporation

5. How to Buy or Sell

You can buy and sell SMFG ADRs just like other US securities, through any broker licensed to buy and sell US securities. You cannot buy orG sell SMF ADR directly from SMFG.

IRS Form 8937

IRS Form 8937 is "Report of Organizational Actions Affecting Basis of Securities" required under Section 6045B of the Internal Revenue Code.

PDF Download (316KB)